The Best Financial Advisors in Charlotte

Here is our List of the 10 Charlotte Financial Advisor
Modera Wealth Management

Modera is committed to providing you with a broad range of services to address your entire financial life. Our North Carolina location offers fee-only financial planning in Charlotte and surrounding areas. Our organization exists because we want to help people achieve life goals. We stand apart in our transparency, availability, and commitment to our customers.

How We Help

Modera serves as the leader of your financial team, handling overall coordination of aspects that can affect your financial life. Allow us to help you put together your puzzle so you can have more free time. With your Modera team behind you, you can focus your time on what matters most to you.

Proudly an Independent, Fee-Only, Fiduciary Wealth Management Firm

We proudly operate as a fee-only, independently-owned wealth management firm that acts as a fiduciary for its clients. We have built our organization in a way that puts our customers’ interest first, as evidenced by our fee-only fee structure and fiduciary responsibility.

 

Charlotte, NC 28226
Abiding Wealth Advisors

Abiding Wealth Advisors is a privately held, full service wealth management firm headquartered in Charlotte, North Carolina. We are more than just Charlotte financial advisors– from our four offices in North and South Carolina, we serve hundreds of individuals, businesses and charities in 19 states across the country, including Alabama, California, Colorado, Florida, Georgia, Indiana, Maryland, Minnesota, North Carolina, New Jersey, New Mexico, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, West Virginia and Wisconsin.

Abiding Wealth Advisors is affiliated with Crown Capital Securities, LP, an Independent Registered Investment Advisor and Broker Dealer. We made a conscious decision to affiliate with Crown Capital because it is independent, which gives us access to a much wider selection of financial products and services for our clients.

Our Strategic Partners

To deliver the range of services our clients need, we work with a number of allied professionals who share our commitment to quality and integrity.

WE’RE DIFFERENT FROM OTHER CHARLOTTE FINANCIAL ADVISORS

At Abiding Wealth Advisors, we’re about more than helping you save, invest and manage your money.

That’s a big part of what we do, but we serve a higher purpose because we define wealth differently than other Charlotte financial advisors.

Charlotte, NC 28277
ACM Wealth Management

As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client’s wealth. We take a comprehensive and customized approach to your financial situation. Understanding what is most important to you, we then develop a clear long term plan that considers your needs, your goals, and your priorities. After the initial plan is developed we take an active role in your pursuit of these goals.

Planning

ACM believes that a thorough financial evaluation and a solid financial plan are essential for long-term investment success.

Investing

ACM does not use or have proprietary products, so every recommendation that we make has your best interest in mind.

Protecting

ACM offers a wide range of insurance options and will help you choose the strategy which best fit your goals & objectives.

Lending

ACM can advise and execute various types of lending capabilities, from securities-based to residential and commercial loans.

1927 South Tryon Street Suite 205 Charlotte
Alpha Financial Advisors

At Alpha we take the burden of managing the financial details so you can focus on living a vibrant life. We help identify how your wealth will serve you in pursuing your unique purpose and passions. Every financial plan we design is predicated on the discovery of individual goals and identifying what you value most. We combine our expertise and experience to implement innovative strategies that are tailored for your success.

At Alpha, we firmly believe that it all starts with having a clear vision of your unique goals. With this clarity, we combine objective advice and experience-led execution to bring the collective vision to life. We offer every client true peace of mind. We define peace of mind as a deeply rooted confidence that comes from feeling in control and knowing your financial plan is built on a foundation of increasing self-knowledge and awareness. It is at this critical juncture – the intersection of proactive planning and peace of mind – that we believe our clients have the highest potential to realize their goals.

Our vision as a firm focuses on helping others achieve financial goals, as well as understanding of each client’s unique purpose, mission and values. We strive to empower clients by offering education, tools and resources aimed at facilitating clear communication and bringing definition to their ambitions and objectives. Each client has different ideas about what makes life great. We take the burden out of managing the financial details so clients can enjoy life’s journey and live out their unique purpose. We strive to be a force of calm, a navigator in the face of anxiety and uncertainty that all too often accompany financial success.

11325 North Community House Rd Irby Building
Bragg Financial Advisors

Bragg Financial Advisors is an independent, fee-based, family run investment advisory firm. We exist to serve our clients, our employees and our community. We take good care of people.

We begin by listening to you. Our team of experts will spend a lot of time asking questions and listening to your thoughts, your plans, your worries, your hopes and dreams.

  • We will help you articulate clear, measurable goals for your saving, spending and giving objectives.
  • Based on your planning for how and when your assets are to be used, we will prepare a written Investment Policy Statement to meet your financial goals.
  • We will provide clear, concise quarterly performance reporting and 24/7 access to the client portal.
  • We provide our clients with the confidence that their planning is in good order and their assets are invested with an appropriate level of risk to meet their objectives

FAMILY OFFICE SERVICES

Our family office services are as unique to each household as are your own goals and objectives. We understand that with significant wealth comes a great responsibility and added complexity to manage the impact of your wealth. We help you address the financial, social and personal aspects of your legacy with strategic, big-picture thinking to provide custom solutions across a broad range of financial issues.

1031 South Caldwell Street, Suite 200 Charlotte
Carroll Financial

Carroll Financial is one of the Carolina region’s oldest and largest independent financial planning and wealth management firms. Our financial advisors offer many years of experience and provide customized financial planning to our clients.

With 31 Certified Financial Planner™ professionals currently serving our clients, Carroll Financial has always emphasized the importance of following the financial planning process defined by the CFP Board of Standards.

Our Process

ESTABLISH A RELATIONSHIP WITH A FINANCIAL ADVISOR
Your financial advisor will explain his or her financial planning services and define each of your responsibilities within the relationship. You’ll discuss the scope of the relationship, how decisions will be made and compensation.

GATHER YOUR DATA AND DEVELOP YOUR FINANCIAL GOALS
At your Discovery meeting you and your financial advisor will talk about your current financial situation and review necessary documents. Together, you’ll define your personal and financial goals, including timeframes. You will also want to discuss your comfort level when it comes to taking financial risks.

ANALYZE AND EVALUATE YOUR FINANCIAL STATUS
Your financial advisor will consider all aspects of your situation to determine what you need to do to meet your goals. Depending on what services you’ve asked for, your planner may analyze your assets, liabilities, cash flow, current insurance coverage, investments or tax strategies.

REVIEW YOUR FINANCIAL ADVISOR’S RECOMMENDATIONS

SET YOUR COURSE

BENCHMARK YOUR PROGRESS

4521 Sharon Road, Suite 400 Charlotte
CAVU Wealth Advisors

CAVU is an aviation weather term: Ceiling and Visibility Unlimited—a wonderfully clear day for flying. The CAVU team wants your journey to be equally clear and limitless.

A life-centered financial planning firm, we get to know what’s important to you, what you hope to achieve and how your finances will help you get there. Together, we will define your goals and develop a plan to navigate what lies ahead. With wise investing and expert guidance, you will have clarity and confidence each step along the way.

It’s your journey. We’ll help you enjoy the ride.
We bring clarity to our clients’ financial positions and help guide them on their life adventures. The journey is often challenging due to competing priorities and complex financial options, creating a headwind that can hinder forward progress. We help to simplify the complex and navigate the road ahead. Our goal is contented clients, living the life they want supported by the resources they have.

Our investment strategy is designed to help clients achieve strong investment returns given their appetite for risk. We use a disciplined, evidence-based process that has been developed by the brightest minds in the world of finance. Our process is focused on helping clients overcome the three biggest factors affecting investment returns: investment costs, taxes, and emotional behavior that arises when investing personal money.

We care deeply about how taxes affect each client’s financial position. We employ a tax strategist to ensure our clients can fund their life journey while minimizing their tax burden.

CAVU clients appreciate how our fee-only structure clears the way for objective advice. Acting as fiduciaries, we always put each client’s best interests first – something traditional brokerage firms can’t claim. Our clients’ success is our primary motivation.

1220 Oakland Boulevard, Suite 200 Walnut Creek
Clearview Wealth Management

Clearview Wealth Management is a privately owned, FEE-ONLY financial planning and investment management firm in Charlotte, NC, formed with a vision of making exceptional client care and ongoing financial guidance available to a wide range of individuals.

Our credentialed advisors have over 60 years of combined experience in the financial services industry, including 15 years working together as a team. We are dedicated to core values which keep us grounded in what is most important – providing the best possible care for our clients. Clearview Wealth Management believes in:

Commitment to a lifelong partnership with each client built on a cornerstone of trust. Clients of Clearview Wealth Management know they matter and that their advisor understands the details of their situation.

Focused expertise and technical knowledge to provide well-researched and appropriate solutions for each client. Our team members value ongoing education to strengthen and expand their areas of expertise to better meet the ongoing needs of our clients.

A customized approach to financial planning and investment management that is unique to each client and evolves as the client’s priorities change over the course of their life.

A fully transparent pricing model which allows for unbiased advice with no hidden agendas. We believe clients deserve our best work, therefore we will not be swayed by incentives from others. Clients are able to trust that our advice truly is in their best interest.

A firm-wide commitment to give back to the community through volunteering, board service and charitable giving.

Charlotte, NC 28211
Derse Morgen Financial Advisors

Derse Morgen Financial Advisors helps individuals and families gain peace over their lives by helping them answer their most important questions and decisions. As an independent planning and investment firm we are not tied to any companies or their products, this way we can focus on what is in the best interest of our clients. Our goal is to simplify our client’s financial lives and to help them make smart decisions with their money. Our mission is to help all people overcome the worries and uncertainty associated with the many financial decisions they face each day and to help them find that delicate balance between enjoying life today and being well prepared for tomorrow.

Derse Morgen specializes in comprehensive financial and investment planning. We use a Wealth Management Process that integrates all aspects of your financial resources including 401ks, IRAs, Roths and other investments, social security, or pension, and show how they will ultimately fit together in meeting your goals. Our services are tailored to meet the needs of individuals who want the professional expertise commonly associated with large institutions, but also appreciate the responsiveness and personal attention of a “boutique” style wealth management firm. We follow a distinct client-driven process that begins with understanding your unique needs and goals. We then use quantitative analysis and experience to determine the proper strategy to reach your goals, and then make appropriate implementation choices and recommendations. If parts of your plan require a specialization outside our core competencies, we will either source the proper professionals or collaborate with those you may already have in place. Finally, we develop a monitoring and review process that ensures timely communication of your progress and allows for adjustments based on any life changes or events you may experience.

Huntersville, NC 28078
Fairview Financial

Fairview Financial is a proudly independent, family-run advisory firm – dedicated to your financial health and to customized long term planning for retirement.

Together we have over 40 years of industry experience and a spotless record. Our Charlotte, NC office has been at the same location for over 17 years and we have long-standing relationships with leading firms such as Vanguard and TD Ameritrade. Paul Jeffrey, a Certified Financial Planner and an Accredited Investment Fiduciary, is committed to personally helping each of our clients achieve their goals.

As fiduciaries, we are dedicated to working strictly in the best interests of our clients. We offer innovative solutions designed to control risk and to capture the potential wealth creation resulting from the acceleration of technological innovation.

CAREFUL WEALTH MANAGEMENT
Always in your best interest

  • Managing Risk & Volatility
  • Planning For Retirement
  • Transitioning From Growth To Income
  • Always Knowing Where You Stand
6100 Fairview Road, Suite 1210 Charlotte

We have listed the Top 10 Financial Advisor in each capital city based on our selection criteria